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Home > Insider Trading > Filing (0001104659-20-037587)

Filing Details

Accession Number:: 0001104659-20-037587
Form Type:: 4/A
Zero Holdings:: No
Publication Time:: 2020-03-24 10:00:41
Reporting Period:: 2020-02-28

Accepted Time:: 2020-03-24 10:00:41
Original Submission Date:: 2020-03-18
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1357971	Energy Services Of America Corp	ESOH	Water, Sewer, Pipeline, Comm & Power Line Construction (1623)	204606266

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1780236	S Frank Lucente	75 West Third Avenue Huntington WV 25701		Yes	No	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2020-02-28	500	$1.00	304,332	No	4	P	Direct
Common Stock	Acquisiton	2020-02-28	500	$1.15	304,832	No	4	P	Direct
Common Stock	Acquisiton	2020-03-06	500	$1.07	305,332	No	4	P	Direct
Common Stock	Acquisiton	2020-03-09	500	$1.00	305,832	No	4	P	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Direct
No	4	P	Direct
No	4	P	Direct
No	4	P	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Preferred Stock	2	Direct

Footnotes

Series A Preferred Stock will be converted into shares of Common Stock. At the option of the holders, only in the event that the Issuer elects to redeem the Series A Preferred Stock, and only during the period provided by the Issuer's Notice of Redemption.
Units consist of one share of Convertible Cumulative Perpetual Preferred Stock at a price of $25,000 per unit.