Home > Insider Trading > Filing (0001562180-20-002673)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1467623	Dropbox Inc.	DBX	Services-Prepackaged Software (7372)	260138832

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1734434	Arash Ferdowsi	1800 Owens Street San Francisco CA 94158		No	No	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Class A Common Stock	Acquisiton	2020-03-19	19,360	$0.00	19,360	No	4	C	Indirect	See footnote
Class A Common Stock	Disposition	2020-03-19	19,360	$17.06	0	No	4	S	Indirect	See footnote
Class A Common Stock	Disposition	2020-03-19	4,400,000	$0.00	0	No	4	D	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	C	Indirect	See footnote
No	4	S	Indirect	See footnote
No	4	D	Direct

Reported Derivative Transactions

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Class A Common Stock	Class B Common Stock	Disposition	2020-03-19	19,360	$0.00	19,360	$0.00

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
28,485,483			No	4	C	Indirect

Footnotes

19,360 shares of Class B Common Stock were converted into 19,360 shares of Class A Common Stock at the election of the Reporting Person and had no expiration date.
Shares held by the Arash Ferdowsi Revocable Trust u/a/d 4/20/2012, for which the Reporting Person serves as trustee.
These shares were sold pursuant to a Rule 10b5-1 trading plan entered into by the Reporting Person.
This transaction was executed in multiple trades at prices ranging from $17.00 to $17.16. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
In connection with the termination of the reporting person as an officer of the issuer, the reporting person has disposed 4,400,000 shares to the issuer pursuant to the terms of a restricted stock agreement between the issuer and the reporting person.
The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the Reporting Person's election and has no expiration date.