Filing Details

Accession Number:
0001179110-20-004078
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-03-23 17:37:44
Reporting Period:
2020-03-19
Accepted Time:
2020-03-23 17:37:44
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1326732 Xencor Inc XNCR () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1218981 Iii S John Stafford 350 N. Orleans Street
Suite 2N
Chicago IL 60654-1975
No No Yes No
1512282 Ronin Capital, Llc 350 N. Orleans Street
Suite 2N
Chicago IL 60654-1975
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2020-03-19 26,800 $28.23 5,063,200 No 4 S Direct
Common Stock Disposition 2020-03-20 50,770 $29.89 5,012,430 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Direct
Footnotes
  1. This transaction was executed in multiple trades at prices ranging from $27.37 to $28.86. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
  2. This transaction was executed in multiple trades at prices ranging from $28.09 to $31.65. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
  3. The reported shares of common stock of Xencor, Inc. are held in a Class C Capital Account of John S. Stafford, III at Ronin Capital, LLC ("Ronin"), a limited liability company owned and managed by Mr. Stafford. Mr. Stafford is the indirect beneficial owner of all of the shares of common stock of Xencor, Inc. held of record by Ronin.