Filing Details

Accession Number:
0000874214-11-000029
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-03-17 11:28:30
Reporting Period:
2011-03-15
Filing Date:
2011-03-17
Accepted Time:
2011-03-17 11:28:30
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
874214 Ann Inc. ANN Retail-Women's Clothing Stores (5621) 133499319
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1159598 Barbara Eisenberg C/O Ann Inc.
7 Times Square
New York NY 10036
Evp/General Counsel/Secretary No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2011-03-15 7,500 $0.00 44,072 No 4 A Direct
Common Stock Disposition 2011-03-15 3,934 $27.50 40,138 No 4 S Direct
Common Stock Disposition 2011-03-16 6,813 $27.78 33,325 No 4 F Direct
Common Stock Acquisiton 2011-03-16 3,333 $0.00 36,658 No 4 M Direct
Common Stock Disposition 2011-03-16 2,827 $28.26 33,831 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 A Direct
No 4 S Direct
No 4 F Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (right to buy) Acquisiton 2011-03-15 15,000 $0.00 15,000 $27.74
Common Stock Restricted Units Disposition 2011-03-16 3,333 $0.00 3,333 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
15,000 2021-03-15 No 4 A Direct
6,667 No 4 M Direct
Footnotes
  1. This represents a grant of restricted stock.
  2. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $27.50 to $27.52, inclusive. For all transactions reported in this Form 4 utilizing a weighted average price, the reporting person undertakes to provide to ANN INC., any security holder of ANN INC., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.
  3. Includes holdings of approximately 6,309 shares in the Company's Associate Discount Stock Purchase Plan.
  4. The reporting person is reporting the disposition of 3,333 restricted units in exchange for an equal number of shares of common stock.
  5. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $28.25 to $28.29, inclusive.
  6. Exercisable 1/3 per year on each of the first three anniversaries of the grant date.
  7. This represents a grant of stock options.
  8. Each restricted unit represents a contingent right to receive one share of common stock.
  9. 1/3 of the restricted units vested on March 16, 2011 and the remainder will vest in two equal annual installments beginning on March 16, 2012
  10. Restricted units do not have an expiration date.