Filing Details

Accession Number:
0001101215-20-000063
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-03-23 16:02:12
Reporting Period:
2020-03-23
Accepted Time:
2020-03-23 16:02:12
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1101215 Alliance Data Systems Corp ADS Services-Business Services, Nec (7389) 311429215
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1158369 H Roger Ballou 3075 Loyalty Circle
Columbus OH 43219
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2020-03-23 1,200 $28.75 14,243 No 4 P Direct
Common Stock Acquisiton 2020-03-23 2,300 $29.34 16,543 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
Footnotes
  1. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $28.03 to $29.00, inclusive. The reporting person undertakes to provide to Alliance Data Systems Corporation, any security holder of Alliance Data Systems Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnotes (1) and (2) to this Form 4.
  2. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $29.09 to $29.63, inclusive.
  3. The total amount of securities beneficially owned includes: (a) 7,521 unrestricted shares; (b) 1,367 unvested restricted stock units granted 6/30/10; (c) 1,915 unvested restricted stock units granted 6/30/11; (d) 1,374 unvested restricted stock units granted 6/29/12; (e) 679 unvested restricted stock units granted 7/1/13; (f) 489 unvested restricted stock units granted 7/1/14; (g) 418 unvested restricted stock units granted 6/29/15; (h) 602 unvested restricted stock units granted 6/27/16; (i) 564 unvested restricted stock units granted 6/26/17; (j) 655 unvested restricted stock units granted 6/25/18; and (k) 959 unvested restricted stock units granted 6/24/19.