Filing Details
- Accession Number:
- 0001567619-20-006882
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-03-23 14:48:49
- Reporting Period:
- 2020-03-19
- Accepted Time:
- 2020-03-23 14:48:49
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1703079 | Xai Octagon Floating Rate & Alternative Income Term Trust | XFLT | () | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1717955 | David Andrew Gordon | X/O Octagon Credit Investors, Llc 250 Park Avenue, 15Th Floor New York NY 10177 | No | No | No | Yes |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Shares | Acquisiton | 2020-03-19 | 2,222 | $4.47 | 2,222 | No | 4 | P | Direct | |
Common Shares | Acquisiton | 2020-03-20 | 2,050 | $4.89 | 4,272 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | P | Direct |