Filing Details
- Accession Number:
- 0001510281-20-000076
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-03-23 08:13:14
- Reporting Period:
- 2020-03-18
- Accepted Time:
- 2020-03-23 08:13:14
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1305767 | Pioneer Floating Rate Trust | PHD | () | 582683903 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1510281 | Saba Capital Management, L.p. | 405 Lexington Avenue 58Th Floor New York NY 10174 | No | No | Yes | No | |
1608233 | Boaz Weinstein | 405 Lexington Avenue 58Th Floor New York NY 10174 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2020-03-18 | 56,676 | $6.72 | 3,570,498 | No | 4 | P | Indirect | - |
Common Stock | Acquisiton | 2020-03-19 | 36,784 | $6.39 | 3,607,282 | No | 4 | P | Indirect | - |
Common Stock | Acquisiton | 2020-03-20 | 34,801 | $7.27 | 3,642,083 | No | 4 | P | Indirect | - |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | - |
No | 4 | P | Indirect | - |
No | 4 | P | Indirect | - |