Filing Details
- Accession Number:
- 0001437749-20-005789
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-03-20 17:34:14
- Reporting Period:
- 2020-03-19
- Accepted Time:
- 2020-03-20 17:34:14
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
915778 | Dsp Group Inc | DSPG | Semiconductors & Related Devices (3674) | 942683643 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1736572 | Cynthia Paul | 2055 Gateway Place, Suite 480 San Jose CA 95110 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2020-03-19 | 43,032 | $11.03 | 453,032 | No | 4 | P | Indirect | By Lynrock Lake LP |
Common Stock | Acquisiton | 2020-03-20 | 46,968 | $11.10 | 500,000 | No | 4 | P | Indirect | By Lynrock Lake LP |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | By Lynrock Lake LP |
No | 4 | P | Indirect | By Lynrock Lake LP |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 105,871 | Indirect | By Lynrock Lake Master Fund LP |
Common Stock | 18,420 | Direct |
Footnotes
- Purchased pursuant to a 10b5-1 Plan adopted by Lynrock Lake LP and the Reporting Person.
- The reporting person is a general partner of the partnership that owns the reported securities. The reporting person disclaims beneficial ownership of the reported securities except to the extent of her pecuniary interest therein.
- This transaction was executed in multiple trades ranging from $11.0259 to $11.0316. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range set forth herein.
- This transaction was executed in multiple trades ranging from $11.05 to $11.15. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range set forth herein.
- Represents an aggregate of 605,871 shares outstanding held indirectly through partnerships, 11,712 shares outstanding held directly and 6,708 unvested RSUs held directly.