Filing Details

Accession Number:
0001104659-20-036913
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-03-20 16:58:51
Reporting Period:
2020-03-18
Accepted Time:
2020-03-20 16:58:51
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1232582 Ashford Hospitality Trust Inc AHT Real Estate Investment Trusts (6798) 861062192
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1464574 Md J Benjamin Ansell 14185 Dallas Parkway
Suite 1100
Dallas TX 75254
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2020-03-18 53,149 $0.00 157,554 No 4 C Direct
Common Stock Acquisiton 2020-03-19 50,000 $0.50 178,200 No 4 P Indirect By Ansell Family Trust
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 C Direct
No 4 P Indirect By Ansell Family Trust
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Common Limited Partnership Units Disposition 2020-03-18 53,149 $0.00 53,149 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 No 4 C Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 15,313 Indirect By Benjamin J. Ansell, as Trustee FBO of Benjamin Ansell GST Trust under Agreement dated 1/2/2003
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Special Limited Partnership Units $0.00 12,839 12,839 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
12,839 12,839 Direct
Footnotes
  1. Common Limited Partnership Units of Ashford Hospitality Limited Partnership, the Issuer's operating subsidiary ("Subsidiary") ("Common Units"). Common Units are redeemable for cash or, at the option of the Issuer, convertible into shares of the Issuer's common stock on a 1-for-1 basis.
  2. Neither the Common Units nor the LTIP Units (as defined below) have an expiration date.
  3. Represents special long-term incentive partnership units ("LTIP Units") in the Subsidiary. Vested LTIP Units, upon achieving parity with the Common Units, are convertible into Common Units at the option of the Reporting Person. See Footnote 1 discussing the convertibility of the Common Units.