Filing Details
- Accession Number:
- 0001127602-20-011627
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-03-20 16:14:10
- Reporting Period:
- 2020-03-20
- Accepted Time:
- 2020-03-20 16:14:10
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 216085 | Haverty Furniture Companies Inc | HVT | Retail-Furniture Stores (5712) | 580281900 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1209399 | H Clarence Smith | 780 Johnson Ferry Rd. Suite 800 Atlanta GA 30342- | Chairman, President & Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2020-03-20 | 2,000 | $11.66 | 27,638 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 7,850 | Indirect | By Georgia Limited Partnership |
| Common Stock | 29,689 | Indirect | By Spouse |
| Class A Common Stock | 112,036 | Direct | |
| Class A Common Stock | 1,950 | Indirect | By Spouse |
| Class A Common Stock | 603,497 | Indirect | By Villa Clare, LP |
| Class A Common Stock | 603,497 | Indirect | By West Wesley, LLC |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | PRSUs 2019 | $0.00 | 8,477 | 8,477 | Direct | ||
| Common Stock | PRSUs 2018 | $0.00 | 14,352 | 14,352 | Direct | ||
| Common Stock | RSUs 2020 | $0.00 | 8,000 | 8,000 | Direct | ||
| Common Stock | RSUs 2019 | $0.00 | 2,900 | 2,900 | Direct | ||
| Common Stock | RSUs 2018 | $0.00 | 1,935 | 1,935 | Direct | ||
| Common Stock | Phantom Stock | $0.00 | 4,481 | 4,481 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 8,477 | 8,477 | Direct | |
| 14,352 | 14,352 | Direct | |
| 8,000 | 8,000 | Direct | |
| 2,900 | 2,900 | Direct | |
| 1,935 | 1,935 | Direct | |
| 4,481 | 4,481 | Direct |
Footnotes
- Performance Restricted Stock Units ("PRSUs") award granted 1/31/2019. Each PRSU represents a contingent right to receive one share of HVT common stock and was earned based on EBITDA for the year ended December 31, 2019 and will vest on February 28, 2022.
- Performance Restricted Stock Units ("PRSUs") award granted 1/30/2018 under the 2014 Long-Term Incentive Plan. Each performance unit represents a contingent right to receive one share of the Company's common stock based on the EBITDA for the year ended December 31, 2018. This amount represents the number of performance units earned for fiscal year 2018, which were certified by the Nominating, Compensation and Governance Committee. The performance units vest on February 28, 2021.
- Restricted Stock Units granted 1/23/2020 and vest ratably over 3 years beginning 5/8/2021. Each RSU is equivalent to one share of common stock upon vesting.
- Restricted Stock Units ("RSUs") award granted 1/31/2019 under the 2014 Long-Term Incentive Plan. RSUs vest ratably over 4 years, beginning 5/8/2020. Each RSU is equivalent to one share of common stock upon vesting.
- Restricted Stock Units ("RSUs") award granted 1/30/2018 under the 2014 Long-Term Incentive Plan. RSUs vest ratably over 4 years, beginning 5/8/2019. Each RSU is equivalent to one share of common stock upon vesting.
- Deferred under Directors' Deferred Compensation Plan. Settlement will occur upon the earlier to occur of (i) termination of service on the Board of Directors, or (ii) death.
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