Filing Details

Accession Number:
0001375151-20-000046
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-03-20 16:01:27
Reporting Period:
2020-03-19
Accepted Time:
2020-03-20 16:01:27
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1375151 Zogenix Inc. ZGNX () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1247666 J Stephen Farr C/O Zogenix, Inc.
5959 Horton Street, Suite 500
Emeryville CA 94608
President And Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2020-03-19 6,158 $18.51 55,590 No 4 S Direct
Common Stock Acquisiton 2020-03-19 9,661 $10.35 65,251 No 4 M Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 M Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (Right to Buy) Disposition 2020-03-19 9,661 $0.00 9,661 $10.35
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
90,767 2026-03-13 No 4 M Direct
Footnotes
  1. The sale transaction reported in this Form 4 was made pursuant to a Rule 10b5-1 trading plan.
  2. Represents the weighted average sales price per share. The shares were sold at prices ranging from $17.86 to $18.83 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.
  3. The option was granted on March 14, 2016 and vests in a series of forty-eight (48) successive, equal monthly installments beginning on April 14, 2016, subject to the reporting person's continuous service to the Issuer on each vesting date.