Filing Details
- Accession Number:
- 0001375151-20-000046
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-03-20 16:01:27
- Reporting Period:
- 2020-03-19
- Accepted Time:
- 2020-03-20 16:01:27
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1375151 | Zogenix Inc. | ZGNX | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1247666 | J Stephen Farr | C/O Zogenix, Inc. 5959 Horton Street, Suite 500 Emeryville CA 94608 | President And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2020-03-19 | 6,158 | $18.51 | 55,590 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2020-03-19 | 9,661 | $10.35 | 65,251 | No | 4 | M | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | M | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (Right to Buy) | Disposition | 2020-03-19 | 9,661 | $0.00 | 9,661 | $10.35 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
90,767 | 2026-03-13 | No | 4 | M | Direct |
Footnotes
- The sale transaction reported in this Form 4 was made pursuant to a Rule 10b5-1 trading plan.
- Represents the weighted average sales price per share. The shares were sold at prices ranging from $17.86 to $18.83 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.
- The option was granted on March 14, 2016 and vests in a series of forty-eight (48) successive, equal monthly installments beginning on April 14, 2016, subject to the reporting person's continuous service to the Issuer on each vesting date.