Filing Details
- Accession Number:
- 0001104659-20-036667
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-03-20 13:42:01
- Reporting Period:
- 2020-03-18
- Accepted Time:
- 2020-03-20 13:42:01
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1551901 | Stellus Capital Investment Corp | SCM | () | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1561484 | T. Joshua Davis | C/O Stellus Capital Investment Corp 4400 Post Oak Parkway, Suite 2200 Houston TX 77027 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2020-03-18 | 16,833 | $5.43 | 305,931 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2020-03-18 | 8,276 | $5.38 | 314,207 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2020-03-18 | 4,296 | $5.14 | 318,503 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2020-03-19 | 3,081 | $4.18 | 321,584 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct |