Filing Details
- Accession Number:
- 0001225208-20-005434
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-03-20 12:06:05
- Reporting Period:
- 2020-03-19
- Accepted Time:
- 2020-03-20 12:06:05
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1099800 | Edwards Lifesciences Corp | EW | Orthopedic, Prosthetic & Surgical Appliances & Supplies (3842) | 364316614 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1204551 | A Michael Mussallem | One Edwards Way Irvine CA 92614 | Chairman & Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2020-03-19 | 32,850 | $35.79 | 69,976 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2020-03-19 | 200 | $169.52 | 69,776 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2020-03-19 | 700 | $182.57 | 69,076 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2020-03-19 | 700 | $170.81 | 68,376 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2020-03-19 | 900 | $183.94 | 67,476 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2020-03-19 | 1,000 | $176.31 | 66,476 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2020-03-19 | 1,200 | $173.95 | 65,276 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2020-03-19 | 1,200 | $171.90 | 64,076 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2020-03-19 | 1,213 | $179.57 | 62,863 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2020-03-19 | 1,600 | $174.97 | 61,263 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2020-03-19 | 2,100 | $178.37 | 59,163 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2020-03-19 | 2,100 | $172.82 | 57,063 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2020-03-19 | 2,200 | $177.29 | 54,863 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2020-03-19 | 2,950 | $181.38 | 51,913 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2020-03-19 | 4,787 | $180.45 | 47,126 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2020-03-19 | 10,000 | $0.00 | 37,126 | No | 5 | G | Direct | |
| Common Stock | Acquisiton | 2020-03-19 | 10,000 | $0.00 | 871,194 | No | 5 | G | Indirect | By Living Trust |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 5 | G | Direct | |
| No | 5 | G | Indirect | By Living Trust |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (Right to Acquire) | Disposition | 2020-03-19 | 32,850 | $35.79 | 32,850 | $35.79 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 65,700 | 2013-06-14 | 2020-05-13 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 123,920 | Indirect | 401(k) |
Footnotes
- The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on April 26, 2019.
- This transaction was executed in multiple trades at prices ranging from $169.23 to $169.805. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.
- This transaction was executed in multiple trades at prices ranging from $182.11 to $183.09. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.
- This transaction was executed in multiple trades at prices ranging from $170.25 to $171.10. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.
- This transaction was executed in multiple trades at prices ranging from $183.17 to $185.1250. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.
- This transaction was executed in multiple trades at prices ranging from $175.86 to $176.635. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.
- This transaction was executed in multiple trades at prices ranging from $173.50 to $174.39. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.
- This transaction was executed in multiple trades at prices ranging from $171.41 to $172.25. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.
- This transaction was executed in multiple trades at prices ranging from $178.94 to $179.88. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.
- This transaction was executed in multiple trades at prices ranging from $174.52 to $175.42. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.
- This transaction was executed in multiple trades at prices ranging from $177.92 to $178.88. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.
- This transaction was executed in multiple trades at prices ranging from $172.44 to $173.38. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.
- This transaction was executed in multiple trades at prices ranging from $176.825 to $177.69. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.
- This transaction was executed in multiple trades at prices ranging from $181.005 to $182.00. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.
- This transaction was executed in multiple trades at prices ranging from $180.00 to $180.9750. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.
- Shares represented on the most recent statement of Issuer's 401(k) Plan Administrator.
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