Filing Details
- Accession Number:
- 0001444363-20-000023
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-03-20 11:36:24
- Reporting Period:
- 2020-03-18
- Accepted Time:
- 2020-03-20 11:36:24
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1444363 | Gain Capital Holdings Inc. | GCAP | Commodity Contracts Brokers & Dealers (6221) | 204568600 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1722272 | Alastair Hine | 135 Us Hwy 202/206 Bedminster One Bedminster NJ 07921 | Chief Operating Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2020-03-18 | 4,106 | $5.15 | 34,454 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct |
Footnotes
- The shares were withheld by the issuer to satisfy tax withholding obligations relating to the vesting of previously reported restricted stock units.
Billionaire Hedge Funds
