Filing Details

Accession Number:
0001213900-20-006916
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-03-19 20:59:07
Reporting Period:
2020-03-13
Accepted Time:
2020-03-19 20:59:07
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1464790 B. Riley Financial Inc. RILY () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1308951 H Mikel Williams C/O B. Riley Financial, Inc.
21255 Burbank Boulevard, Suite 400
Woodland Hills CA 91367
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2020-03-13 8,870 $19.61 60,582 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct