Filing Details
- Accession Number:
- 0000921895-20-000835
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-03-19 18:45:35
- Reporting Period:
- 2020-03-17
- Accepted Time:
- 2020-03-19 18:45:35
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1442236 | Quest Resource Holding Corp | QRHC | Services-Equipment Rental & Leasing, Nec (7359) | 510665952 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1448795 | M. Daniel Friedberg | C/O Hampstead Park Capital Management 20 Ballwood Road Old Greenwich CT 06870 | Yes | No | Yes | No | |
| 1773816 | Hampstead Park Capital Management, Llc | 20 Ballwood Road Old Greenwich CT 06870 | No | No | Yes | No | |
| 1773840 | Hampstead Park Environmental Services Investment Fund Llc | 20 Ballwood Road Old Greenwich CT 06870 | No | No | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2020-03-18 | 20,833 | $1.35 | 2,100,833 | No | 4 | P | Indirect | By: Hampstead Park Environmental Services Investment Fund LLC |
| Common Stock | Acquisiton | 2020-03-19 | 6,372 | $1.31 | 2,107,205 | No | 4 | P | Indirect | By: Hampstead Park Environmental Services Investment Fund LLC |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Indirect | By: Hampstead Park Environmental Services Investment Fund LLC |
| No | 4 | P | Indirect | By: Hampstead Park Environmental Services Investment Fund LLC |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | Acquisiton | 2020-03-17 | 19,078 | $0.00 | 19,078 | $1.35 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 19,078 | 2030-03-17 | No | 4 | A | Direct |
Footnotes
- The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.25 to $1.36, inclusive. The Reporting Persons undertake to provide the Issuer and any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, further information regarding the number of shares purchased at each separate price such shares were purchased.
- This Form 4 is filed jointly by Hampstead Park Environmental Services Investment Fund LLC ("Hampstead Park Environmental"), Daniel Friedberg and Hampstead Park Capital Management, LLC ("Hampstead Park Capital"). Hampstead Park Capital is the sole member of Hampstead Park Environmental, and Mr. Friedberg is the Chief Executive Officer of Hampstead Park Capital; each may therefore be deemed to control Hampstead Park Environmental. In addition, Mr. Friedberg is a Director of the Issuer.
- The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.15 to $1.35, inclusive. The Reporting Persons undertake to provide the Issuer and any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, further information regarding the number of shares purchased at each separate price such shares were purchased.
- The total number of shares subject to the option shall vest and become exercisable in on the one year anniversary of the grant date.
Billionaire Hedge Funds
