Filing Details

Accession Number:
0000017313-20-000034
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-03-19 17:55:02
Reporting Period:
2020-03-18
Accepted Time:
2020-03-19 17:55:02
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
17313 Capital Southwest Corp CSWC () 751072796
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1062103 D Jack Furst C/O Capital Southwest Corporation
5400 Lyndon B. Johnson Fwy, Suite 1300
Dallas TX 75240
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2020-03-18 39,000 $8.84 39,000 No 4 P Indirect FMAB Partners, LP
Common Stock Acquisiton 2020-03-18 15,500 $8.84 39,004 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect FMAB Partners, LP
No 4 P Direct
Footnotes
  1. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $8.6011 to $8.983, inclusive. The reporting person undertakes to provide to Capital Southwest Corporation, any security holder of Capital Southwest Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
  2. These securities are held by FMAB Partners, LP, a limited partnership controlled by the reporting person provided that the reporting person holds 50% of the membership interest in the sole general partner of FMAB Partners, LP. The reporting person disclaims beneficial ownership of the reported shares of common stock except to the extent of his pecuniary interest therein.