Filing Details
- Accession Number:
- 0001209191-20-020302
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-03-19 17:00:15
- Reporting Period:
- 2020-03-19
- Accepted Time:
- 2020-03-19 17:00:15
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1504619 | Pennantpark Floating Rate Capital Ltd. | PFLT | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1396917 | Jeffrey Flug | C/O Pennantpark Floating Rate Capital, L 590 Madison Avenue, 15Th Floor New York NY 10022 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common | Acquisiton | 2020-03-19 | 400 | $3.56 | 12,400 | No | 4 | P | Indirect | Held by various related trusts. |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | Held by various related trusts. |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common | 3,500 | Direct |