Filing Details
- Accession Number:
- 0001181431-11-018568
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-03-16 21:06:47
- Reporting Period:
- 2011-03-16
- Filing Date:
- 2011-03-16
- Accepted Time:
- 2011-03-16 21:06:47
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1183765 | Threshold Pharmaceuticals Inc | THLD | Pharmaceutical Preparations (2834) | 943409596 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1456654 | Fhm Vi, L.l.c. | 601 Union Street, Suite 3200 Seattle WA 98101 | No | No | Yes | No | |
1456655 | Fhm Vi, L.p. | 601 Union Street, Suite 3200 Seattle WA 98101 | No | No | Yes | No | |
1456656 | Frazier Healthcare Vi, L.p. | 601 Union Street, Suite 3200 Seattle WA 98101 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2011-03-16 | 952,380 | $2.05 | 4,879,081 | No | 4 | P | Indirect | See Footnote |
Common Stock | Acquisiton | 2011-03-16 | 952,380 | $2.05 | 4,879,081 | No | 4 | P | Indirect | See Footnote |
Common Stock | Acquisiton | 2011-03-16 | 952,380 | $2.05 | 4,879,081 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | See Footnote |
No | 4 | P | Indirect | See Footnote |
No | 4 | P | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Warrant to Purchase Common Stock | Acquisiton | 2011-03-16 | 1 | $0.05 | 380,952 | $2.46 |
Common Stock | Warrant to Purchase Common Stock | Acquisiton | 2011-03-16 | 1 | $0.05 | 380,952 | $2.46 |
Common Stock | Warrant to Purchase Common Stock | Acquisiton | 2011-03-16 | 1 | $0.05 | 380,952 | $2.46 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
1 | 2011-03-16 | 2016-03-16 | No | 4 | P | Indirect |
1 | 2011-03-16 | 2016-03-16 | No | 4 | P | Indirect |
1 | 2011-03-16 | 2016-03-16 | No | 4 | P | Direct |
Footnotes
- These securities were acquired and are held directly by Frazier Healthcare VI. L.P. ("FH VI"). FHM VI, L.L.C. ("FHM VI, L.L.C.") is the general partner of FHM VI, L.P. ("FHM VI"), which is the general partner of FH VI. FHM VI, L.L.C. may be deemed to have voting and dispositive power with respect to the shares held by FH VI. FHM VI, L.L.C. disclaims beneficial ownership of the securities held by FH VI except to the extent of any pecuniary interest therein.
- These securities were acquired and are held directly by FH VI. FHM VI is the general partner of FH VI and may be deemed to have voting and dispositive power with respect to the shares held by FH VI. FHM VI disclaims beneficial ownership of the securities held by FH VI except to the extent of any pecuniary interest therein.
- These securities were acquired and are held directly by FH VI.
- The securities reported herein were issued as part of units. Each unit consists of (i) one share of Common Stock and (ii) warrants to purchase 0.4 shares of Common Stock. The aggregate per unit price of $2.10 is allocated as follows: $2.05 per share of Common Stock and $0.05 per warrant.