Filing Details
- Accession Number:
- 0001144204-11-015396
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-03-16 21:04:42
- Reporting Period:
- 2011-03-14
- Filing Date:
- 2011-03-16
- Accepted Time:
- 2011-03-16 21:04:42
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1102993 | Liveperson Inc | LPSN | Services-Prepackaged Software (7372) | 133861628 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1434181 | Joseph James Dicso | C/O Liveperson, Inc. 462 Seventh Avenue New York NY 10018 | No | No | No | Yes |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Commonn Stock | Acquisiton | 2011-03-14 | 12,500 | $3.45 | 12,500 | No | 4 | M | Direct | |
Commonn Stock | Disposition | 2011-03-14 | 12,500 | $10.72 | 0 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (right to buy) | Acquisiton | 2011-03-14 | 12,500 | $0.00 | 12,500 | $3.45 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
12,500 | 2011-05-25 | No | 4 | M | Direct |
Footnotes
- The range of prices for the shares of Common Stock sold on this day is from $10.66 to $10.77. Mr. Dicso undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.
- This grant is comprised of (a) a non-qualified stock option for 30,834 shares, of which all are vested and exercisable, and (b) an incentive stock option for 19,166 shares, of which 6,666 are vested and currently exercisable.