Home > Insider Trading > Filing (0001606268-20-000017)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1606268	Spark Energy Inc.	SPKE	()	4

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1582187	Iii Keith W Maxwell	12140 Wickchester Lane, Suite 100 Houston TX 77079	Interim Ceo	Yes	Yes	Yes	No
1664233	Retailco, Llc	12140 Wickchester Lane Suite 100 Houston TX 77079		No	No	Yes	No
1664236	Txex Energy Investments, Llc	12140 Wickchester Lane Suite 100 Houston TX 77079		No	No	Yes	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Class A Common Stock	Acquisiton	2020-03-18	3,568	$5.28	2,609,568	No	4	P	Direct
Series A Preferred Stock	Acquisiton	2020-03-18	1,000	$14.01	6,000	No	4	P	Direct
Series A Preferred Stock	Acquisiton	2020-03-18	1,000	$11.00	7,000	No	4	P	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	P	Direct
No	4	P	Direct
No	4	P	Direct

Footnotes

The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $5.25 to $5.31, inclusive. The reporting person undertakes to provide to Spark Energy, Inc., any security holder of Spark Energy, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.
2. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $14.00 to $14.015, inclusive. The reporting person undertakes to provide to Spark Energy, Inc., any security holder of Spark Energy, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.