Filing Details
- Accession Number:
- 0001157523-20-000394
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2020-03-19 14:44:38
- Reporting Period:
- 2020-03-09
- Accepted Time:
- 2020-03-19 14:44:38
- Original Submission Date:
- 2020-03-11
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1409493 | Chimera Investment Corp | CIM | Real Estate Investment Trusts (6798) | 260630461 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1418488 | Paul Donlin | C/O: Chimera Investment Corporation 520 Madison Avenue, 32Nd Floor New York NY 10022 | No | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Series A Preferred Stock | Acquisiton | 2020-03-09 | 2,888 | $24.74 | 3,888 | No | 4 | P | Direct | |
Series B Preferred Stock | Acquisiton | 2020-03-09 | 5,599 | $24.84 | 6,599 | No | 4 | P | Direct | |
Series C Preferred Stock | Acquisiton | 2020-03-09 | 4,008 | $24.56 | 5,008 | No | 4 | P | Direct | |
Series C Preferred Stock | Acquisiton | 2020-03-09 | 3,000 | $24.27 | 3,000 | No | 4 | P | Indirect | By - Pamela Donlin IRA Account |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Indirect | By - Pamela Donlin IRA Account |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 205,002 | Direct | |
Common Stock | 135,000 | Indirect | By - Donlin Financial LLC |
Common Stock | 4,000 | Indirect | By - Donlin 2008 Family Trust |
Footnotes
- The original Form 4 filed on 3/11/2020 is hereby amended solely to correct an administrative error which wrongfully reported an open market purchase as a stock grant.
- Mr. Donlin is the managing member of Donlin Financial LLC and retains a 2% ownership interest. The remaining interests are owned by a grantor trust for the benefit of his children