Filing Details
- Accession Number:
- 0001157523-20-000392
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2020-03-19 14:19:58
- Reporting Period:
- 2020-03-16
- Accepted Time:
- 2020-03-19 14:19:58
- Original Submission Date:
- 2020-03-17
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1409493 | Chimera Investment Corp | CIM | Real Estate Investment Trusts (6798) | 260630461 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1418488 | Paul Donlin | C/O: Chimera Investment Corporation 520 Madison Avenue, 32Nd Floor New York NY 10022 | No | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Series A Preferred Stock | Acquisiton | 2020-03-16 | 447 | $19.35 | 447 | No | 4 | P | Indirect | By - Donlin Financial LLC |
| Series B Preferred Stock | Acquisiton | 2020-03-16 | 9,201 | $19.01 | 12,081 | No | 4 | P | Indirect | By - Donlin Financial LLC |
| Series C Preferred Stock | Acquisiton | 2020-03-16 | 3,448 | $19.21 | 3,848 | No | 4 | P | Indirect | By - Donlin Financial LLC |
| Series D Preferred Stock | Acquisiton | 2020-03-16 | 700 | $18.74 | 700 | No | 4 | P | Indirect | By - Donlin Financial LLC |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Indirect | By - Donlin Financial LLC |
| No | 4 | P | Indirect | By - Donlin Financial LLC |
| No | 4 | P | Indirect | By - Donlin Financial LLC |
| No | 4 | P | Indirect | By - Donlin Financial LLC |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 205,002 | Direct | |
| Common Stock | 255,609 | Indirect | By - Donlin Financial LLC |
| Common Stock | 4,000 | Indirect | By - Donlin 2008 Family Trust |
| Series A Preferred Stock | 3,888 | Direct | |
| Series B Preferred Stock | 6,599 | Direct | |
| Series C Preferred Stock | 5,008 | Direct | |
| Series C Preferred Stock | 3,000 | Indirect | By - Pamela Donlin IRA Account |
Footnotes
- The original Form 4 filed on 3/17/2020 is hereby amended solely to correct an administrative error which wrongfully reported an open market purchase as a stock grant.
- Mr. Donlin is the managing member of Donlin Financial LLC and retains a 2% ownership interest. The remaining interests are owned by a grantor trust for the benefit of his children.
Billionaire Hedge Funds
