Filing Details
- Accession Number:
- 0001192482-20-000242
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-03-19 12:37:30
- Reporting Period:
- 2020-03-17
- Accepted Time:
- 2020-03-19 12:37:30
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1578987 | Stonecastle Financial Corp. | BANX | () | 900934878 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1612317 | Joseph Patrick Farrell | C/O Stonecastle Financial Corp. 100 Fillmore Street, Suite 325 Denver CO 80206 | Chief Financial Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2020-03-17 | 500 | $13.10 | 1,500 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct |
Footnotes
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.10 to $13.18, inclusive. The reporting person undertakes to provide to StoneCastle Financial Corp., any security holder of StoneCastle Financial Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
Billionaire Hedge Funds
