Filing Details
- Accession Number:
- 0001420506-11-000055
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-03-16 20:47:08
- Reporting Period:
- 2011-03-15
- Filing Date:
- 2011-03-16
- Accepted Time:
- 2011-03-16 20:47:08
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1020859 | United Natural Foods Inc | UNFI | Wholesale-Groceries, General Line (5141) | 050376157 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1240663 | S Michael Funk | 313 Iron Horse Way Providence RI 02908 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2011-03-15 | 13,300 | $28.14 | 43,918 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2011-03-15 | 15,000 | $25.37 | 58,918 | No | 4 | M | Direct | |
Common Stock | Disposition | 2011-03-15 | 28,300 | $42.00 | 30,618 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (right to buy) | Disposition | 2011-03-15 | 13,300 | $0.00 | 13,300 | $28.14 |
Common Stock | Employee Stock Option (right to buy) | Disposition | 2011-03-15 | 15,000 | $0.00 | 15,000 | $25.37 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2004-12-01 | 2014-12-01 | No | 4 | M | Direct |
0 | 2015-12-08 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 1,641 | Indirect | See footnote |
Footnotes
- Represents 1,641 shares of common stock allocated to Mr. Funk under the United Natural Foods, Inc. Employee Stock Ownership Plan as of March 15, 2011.
- The transaction price listed is a weighted average. Actual sale prices for these dispositions ranged from $42.00 to $42.04.
- The employee stock options vested and became exercisable immediately on the date of grant, and expire on the tenth anniversary of the date of grant.
- The stock options vest and becomes exercisable as follows: 1/3 immediately, with the remainder in two equal annual installments beginning on the first anniversary of the date of grant. The options expire on the tenth anniversary of the grant.