Filing Details
- Accession Number:
- 0001321732-20-000053
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-03-18 19:55:46
- Reporting Period:
- 2020-03-16
- Accepted Time:
- 2020-03-18 19:55:46
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1321732 | Penumbra Inc | PEN | Surgical & Medical Instruments & Apparatus (3841) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1651325 | Sridhar Kosaraju | One Penumbra Place Alameda CA 94502 | President | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2020-03-16 | 200 | $150.00 | 160,151 | No | 4 | S | Indirect | By Trust |
Common Stock | Disposition | 2020-03-16 | 200 | $151.36 | 159,951 | No | 4 | S | Indirect | By Trust |
Common Stock | Disposition | 2020-03-16 | 200 | $152.47 | 159,751 | No | 4 | S | Indirect | By Trust |
Common Stock | Disposition | 2020-03-16 | 100 | $153.07 | 159,651 | No | 4 | S | Indirect | By Trust |
Common Stock | Disposition | 2020-03-16 | 1,800 | $155.46 | 157,851 | No | 4 | S | Indirect | By Trust |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | By Trust |
No | 4 | S | Indirect | By Trust |
No | 4 | S | Indirect | By Trust |
No | 4 | S | Indirect | By Trust |
No | 4 | S | Indirect | By Trust |
Footnotes
- The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.
- Shares are held by the Kosaraju Family Trust.
- This transaction was executed in multiple trades at prices ranging from $151.02 to $151.69. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
- This transaction was executed in multiple trades at prices ranging from $152.08 to $152.85. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
- This transaction was executed in multiple trades at prices ranging from $155.04 to $155.68. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.