Filing Details
- Accession Number:
- 0001209191-20-020107
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-03-18 19:33:40
- Reporting Period:
- 2020-03-17
- Accepted Time:
- 2020-03-18 19:33:40
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1501756 | Adverum Biotechnologies Inc. | ADVM | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1233539 | D Leone Patterson | C/O Adverum Biotechnologies, Inc. 800 Saginaw Drive Redwood City CA 94063 | Ceo, President And Director | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2020-03-17 | 474 | $10.02 | 138,531 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct |
Footnotes
- This transaction was pursuant to a 10b5-1 Plan.
- Represents weighted average sales price. The shares were sold at prices ranging from $10.01 to $10.03. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.