Filing Details
- Accession Number:
- 0001104659-20-035500
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-03-18 18:30:30
- Reporting Period:
- 2020-03-16
- Accepted Time:
- 2020-03-18 18:30:30
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1551901 | Stellus Capital Investment Corp | SCM | () | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1561484 | T. Joshua Davis | C/O Stellus Capital Investment Corp 4400 Post Oak Parkway, Suite 2200 Houston TX 77027 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2020-03-16 | 13,958 | $7.97 | 268,311 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2020-03-17 | 20,787 | $7.50 | 289,098 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | P | Direct |
Footnotes
- Since the filing of the Reporting Person's last filing on Form 4 and before the transaction reported herein, the Reporting Person acquired 44,029.126 shares under the Issuer's Dividend Reinvestment Plan.