Filing Details
- Accession Number:
- 0001209191-20-020061
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-03-18 17:38:01
- Reporting Period:
- 2020-03-16
- Accepted Time:
- 2020-03-18 17:38:01
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1616543 | Senseonics Holdings Inc. | SENS | Industrial Instruments For Measurement, Display, And Control (3823) | 471210911 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1667588 | T Timothy Goodnow | 20451 Seneca Meadows Parkway Germantown MD 20876-7005 | President And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2020-01-31 | 12,000 | $0.70 | 437,012 | No | 5 | J | Direct | |
| Common Stock | Acquisiton | 2020-03-16 | 80,000 | $0.54 | 517,012 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2020-03-16 | 80,000 | $0.71 | 437,012 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 5 | J | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee stock option (right to buy) | Disposition | 2020-03-16 | 80,000 | $0.00 | 80,000 | $0.54 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 1,878,610 | 2020-12-02 | No | 4 | M | Direct |
Footnotes
- These shares were acquired under the Issuer's Employee Stock Purchase Plan ("ESPP") in transactions that were exempt under both Rule 16b-3(d) and Rule 16b-3(c). This represents the maximum number of shares the Reporting Person could purchase through the ESPP.
- The option exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 10, 2019. This 10b5-1 plan related to the periodic exercises of stock options that were scheduled to expire between December 2, 2020 and February 27, 2021, and would expire worthless if not exercised by their respective expiration dates, and sales of the shares underlying such options. Effective March 18, 2020, the Reporting Person terminated this Rule 10b5-1 trading plan and, as described in footnote (4) agreed to forfeit the unexercised portions of these stock options for no consideration.
- Price reflected is a weighted-average sale price for the shares sold. The range of sale prices for the transaction reported was $0.6101 - $0.7475 per share, inclusive. The Reporting Person is undertaken to provide upon request of the staff, the Issuer, or a secondary holder of the Issuer, full information regarding the number of shares sold at each price.
- Immediately exercisable. In connection with the termination of the Rule 10b5-1 trading plan, as described in footnote (2), the Reporting Person has agreed to forfeit the unexercised portions of these stock options for no consideration.
Billionaire Hedge Funds
