Filing Details
- Accession Number:
- 0001209191-11-018498
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-03-16 19:37:17
- Reporting Period:
- 2011-03-14
- Filing Date:
- 2011-03-16
- Accepted Time:
- 2011-03-16 19:37:17
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1441634 | Avago Technologies Ltd | AVGO | Semiconductors & Related Devices (3674) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1469468 | Bryan Ingram | C/O Avago Technologies Limited 350 West Trimble Road San Jose CA 95131 | See Remarks Below | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Ordinary Shares | Acquisiton | 2011-03-14 | 28,750 | $5.00 | 78,750 | No | 4 | M | Direct | |
| Ordinary Shares | Acquisiton | 2011-03-14 | 31,250 | $5.00 | 110,000 | No | 4 | M | Direct | |
| Ordinary Shares | Disposition | 2011-03-14 | 60,000 | $30.98 | 50,000 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Ordinary Shares | Employee Stock Options (Right to Buy) | Disposition | 2011-03-14 | 28,750 | $0.00 | 28,750 | $5.00 |
| Ordinary Shares | Employee Stock Options (Right to Buy) | Disposition | 2011-03-14 | 31,250 | $0.00 | 31,250 | $5.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 10,568 | 2015-11-30 | No | 4 | M | Direct | |
| 0 | 2016-04-23 | No | 4 | M | Direct |
Footnotes
- Includes 50,000 restricted share units. Upon vesting thereof, the Reporting Person is entitled to receive one (1) ordinary share for each one (1) restricted share unit.
- These transactions were executed in multiple trades in prices ranging from $30.89 to $31.10. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
- The option is fully vested and exercisable.
Billionaire Hedge Funds
