Filing Details
- Accession Number:
- 0001567619-20-006698
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-03-18 16:43:32
- Reporting Period:
- 2019-08-20
- Accepted Time:
- 2020-03-18 16:43:32
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1531031 | Esquire Financial Holdings Inc. | ESQ | Commercial Banks, Nec (6029) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1710030 | C Kevin Waterhouse | 100 Jericho Quadrangle Suite 100 Jericho NY 11753 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2019-08-20 | 105 | $23.45 | 42,105 | No | 4 | P | Indirect | As trustee for trusts |
| Common Stock | Acquisiton | 2019-08-20 | 535 | $23.45 | 42,640 | No | 4 | P | Indirect | As trustee for trusts |
| Common Stock | Acquisiton | 2019-08-20 | 100 | $23.44 | 42,740 | No | 4 | P | Indirect | As trustee for trusts |
| Common Stock | Acquisiton | 2019-08-20 | 40 | $23.42 | 42,780 | No | 4 | P | Indirect | As trustee for trusts |
| Common Stock | Acquisiton | 2019-08-20 | 20 | $23.41 | 42,800 | No | 4 | P | Indirect | As trustee for trusts |
| Common Stock | Acquisiton | 2019-08-20 | 200 | $23.35 | 43,000 | No | 4 | P | Indirect | As trustee for trusts |
| Common Stock | Acquisiton | 2020-02-27 | 100 | $22.65 | 10,100 | No | 4 | P | Indirect | As custodian for children |
| Common Stock | Acquisiton | 2020-02-27 | 900 | $22.65 | 11,000 | No | 4 | P | Indirect | As custodian for children |
| Common Stock | Acquisiton | 2020-03-13 | 1,000 | $17.38 | 44,000 | No | 4 | P | Indirect | As trustee for trusts |
| Common Stock | Acquisiton | 2020-03-13 | 3,000 | $17.24 | 47,000 | No | 4 | P | Indirect | As trustee for trusts |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Indirect | As trustee for trusts |
| No | 4 | P | Indirect | As trustee for trusts |
| No | 4 | P | Indirect | As trustee for trusts |
| No | 4 | P | Indirect | As trustee for trusts |
| No | 4 | P | Indirect | As trustee for trusts |
| No | 4 | P | Indirect | As trustee for trusts |
| No | 4 | P | Indirect | As custodian for children |
| No | 4 | P | Indirect | As custodian for children |
| No | 4 | P | Indirect | As trustee for trusts |
| No | 4 | P | Indirect | As trustee for trusts |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 66,000 | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Options | $12.50 | 2016-09-01 | 2025-09-01 | 8,892 | 8,892 | Direct |
| Common Stock | Stock Options | $12.50 | 2017-09-01 | 2026-09-01 | 2,500 | 2,500 | Direct |
| Common Stock | Stock Options | $19.25 | 2019-01-23 | 2028-01-23 | 1,500 | 1,500 | Direct |
| Common Stock | Stock Options | $24.90 | 2019-12-10 | 2028-12-10 | 2,000 | 2,000 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2025-09-01 | 8,892 | 8,892 | Direct |
| 2026-09-01 | 2,500 | 2,500 | Direct |
| 2028-01-23 | 1,500 | 1,500 | Direct |
| 2028-12-10 | 2,000 | 2,000 | Direct |
Footnotes
- Shares of restricted stock vest in three equal annual installments commencing on December 19, 2023.
- Stock options vest at a rate of 20% per year commencing on September 1, 2016.
- Stock options vest at a rate of 20% per year commencing on September 1, 2017.
- Stock options vest in three equal annual installments commencing on January 23, 2019.
- Stock options vest in three equal annual installments commencing on December 10, 2019.
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