Filing Details
- Accession Number:
- 0001368148-20-000022
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-03-18 16:26:24
- Reporting Period:
- 2020-03-16
- Accepted Time:
- 2020-03-18 16:26:24
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1368148 | Athersys Inc / New | ATHX | Pharmaceutical Preparations (2834) | 204864095 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1402610 | J John Harrington | 3201 Carnegie Avenue Cleveland OH 44115-2634 | Exec Vice Pres And Cso | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2020-03-16 | 5,000 | $1.25 | 693,220 | No | 4 | S | Direct | |
Common Stock | Disposition | 2020-03-17 | 5,000 | $1.32 | 688,220 | No | 4 | S | Direct | |
Common Stock | Disposition | 2020-03-16 | 17,438 | $1.46 | 670,782 | No | 4 | F | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | F | Direct |
Footnotes
- Shares sold pursuant to a predefined Rule 10b5-1 trading plan enacted for tax and planning purposes.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.18 to $1.34, inclusive, in accordance with a previously established Rule 10b5-1 trading plan enacted for tax and planning purposes.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.28 to $1.33, inclusive, in accordance with a previously established Rule 10b5-1 trading plan enacted for tax and planning purposes.
- Shares withheld from the quarterly vesting of annual restricted stock unit awards related to the tax withholding obligation.
- Securities beneficially owned are comprised of (1) 469,344 shares of common stock owned and (2) unvested restricted stock units aggregating 201,438 related to annual awards, which vest quarterly over a three or four-year period from date of grant.