Filing Details
- Accession Number:
- 0001103021-20-000052
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-03-18 16:18:35
- Reporting Period:
- 2020-03-16
- Accepted Time:
- 2020-03-18 16:18:35
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1103021 | Biodelivery Sciences International Inc | BDSI | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1066040 | Jr E Francis Odonnell | C/O Biodelivery Sciences Intl, Inc., 4131 Parklake Avenue, Suite 225 Raleigh NC 27612 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2020-03-16 | 62,500 | $0.00 | 611,254 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2020-03-16 | 62,500 | $0.00 | 673,754 | No | 4 | A | Direct | |
Common Stock | Acquisiton | 2020-03-16 | 15,000 | $0.00 | 688,754 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2020-03-16 | 15,000 | $0.00 | 700,470 | No | 4 | A | Direct | |
Common Stock | Acquisiton | 2020-03-16 | 18,284 | $0.00 | 725,322 | No | 4 | A | Direct | |
Common Stock | Disposition | 2020-03-16 | 38,750 | $3.60 | 686,572 | No | 4 | S | Direct | |
Common Stock | Disposition | 2020-03-17 | 30,500 | $3.63 | 656,072 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | A | Direct | |
No | 4 | M | Direct | |
No | 4 | A | Direct | |
No | 4 | A | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Restricted Stock Units | Disposition | 2020-03-16 | 62,500 | $0.00 | 62,500 | $0.00 |
Common Stock | Restricted Stock Units | Disposition | 2020-03-16 | 15,000 | $0.00 | 15,000 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2020-03-19 | No | 4 | M | Direct | |
0 | 2021-03-19 | No | 4 | M | Direct |
Footnotes
- The shares of common stock were acquired by the Reporting Person as a result of the vesting of 62,500 Restricted Stock Units ("RSUs") granted to the Reporting Person on February 6, 2017 under the Issuer's 2011 Equity Incentive Plan, as amended, (the EIP).
- The shares of common stock were acquired by the Reporting Person as a result of the vesting of 62,500 Performance RSUs granted to the Reporting Person on February 6, 2017 under the EIP, subject to certain performance measures.
- The shares of common stock were acquired by the Reporting Person as a result of the vesting of 15,000 RSUs granted to the Reporting Person on February 18, 2018 under the EIP. The remainder of the RSUs under this grant will vest in the first open window upon the filing of the Company's Annual Report in March 2021.
- The shares of common stock were acquired by the Reporting Person as a result of the vesting of 15,000 Performance RSUs granted to the Reporting Person on February 18, 2018 under the EIP, subject to certain performance measures. The remainder of the PRSUs under this grant will vest after the first open window upon the filing of the Company's Annual Report in March 2021 subject to certain performance measures.
- The shares of Common Stock were acquired by the Reporting Person as a result of the vesting of 18,284 RSUs granted to the Reporting Person under the Issuer's Long-Term Incentive Plan.
- The shares of Common Stock were automatically sold under a pre-planned 10b5-1 trading plan.
- The Reporting Person undertakes to provide the Company, any security holder of the Company or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in these footnotes.
- On March 16, 2020, the Reporting Person sold an aggregate of 38,750 shares of the Issuer's Common Stock at a weighted average price of $3.60 per share. The highest sale price for the Common Stock was $3.72 per share and the lowest sale price was $3.46 per share.
- On March 17, 2020, the Reporting Person sold an aggregate of 30,500 shares of the Issuer's Common Stock at a weighted average price of $3.63 per share. The highest sale price for the Common Stock was $3.81 per share and the lowest sale price was $3.39 per share.