Home > Insider Trading > Filing (0001209191-20-019982)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1477246	S&W Seed Co	SANW	()	4/A

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1389219	D Robert Straus	C/O S&Amp;W Seed Company 210 Ken Pratt Blvd., Suite 201 Longmont CO 80501		Yes	No	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2020-03-16	4,756	$2.08	51,733	No	4	P	Direct
Common Stock	Acquisiton	2020-03-17	10,244	$2.02	61,977	No	4	P	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Direct
No	4	P	Direct

Footnotes

The reporting person is amending the Form 4 originally filed to restate the footnote to Column 4 to read in its entirety as follows: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $2.05 to $2.10, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range.
The reporting person is amending the Form 4 originally filed to restate the footnote to Column 4 to read in its entirety as follows: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $1.992 to $2.05, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range.