Filing Details
- Accession Number:
- 0001225385-20-000040
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-03-18 13:53:52
- Reporting Period:
- 2020-03-17
- Accepted Time:
- 2020-03-18 13:53:52
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
826675 | Dynex Capital Inc | DX | Real Estate Investment Trusts (6798) | 521549373 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1235668 | Barry Igdaloff | C/O Dynex Capital, Inc. 4991 Lake Brook Drive, Suite 100 Glen Allen VA 23060 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2020-03-17 | 64,399 | $11.64 | 174,162 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2020-03-17 | 36,831 | $11.23 | 37,212 | No | 4 | P | Indirect | By spouse |
Series C Preferred Stock | Acquisiton | 2020-03-17 | 1,133 | $17.64 | 1,133 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | P | Indirect | By spouse |
No | 4 | P | Direct |
Footnotes
- The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $11.3892 to $11.7991, inclusive. The reporting person undertakes to provide to Dynex Capital, Inc. ("Dynex"), any security holder of Dynex, or the staff of the Securities and Exchange Commission (the "SEC"), upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
- On June 20, 2019, the common stock of Dynex Capital, Inc. split 1-for-3 (the "Reverse Stock Split"), reducing the reporting person's directly owned shares of common stock by 219,533 shares.
- The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $11.11 to $11.3892, inclusive. The reporting person undertakes to provide to Dynex, any security holder of Dynex, or the staff of the SEC, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
- The Reverse Stock Split reduced the reporting person's indirectly owned by spouse shares of common stock by 762 shares.
- The full name of the Series C Preferred Stock is "6.900% Series C Fixed-to-Floating Rate Cumulative Redeemable Preferred Stock."