Filing Details
- Accession Number:
- 0001365469-11-000002
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-03-16 18:32:43
- Reporting Period:
- 2011-03-14
- Filing Date:
- 2011-03-16
- Accepted Time:
- 2011-03-16 18:32:43
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1364856 | Monarch Financial Holdings Inc. | MNRK | State Commercial Banks (6022) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1365469 | H Lawton Baker | 1101 Executive Boulevard Chesapeake VA 23320 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2011-03-14 | 150 | $8.95 | 38,356 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 5,466 | Indirect | held by spouse |
| Common Stock | 1,172 | Indirect | held by two sons |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Series B Preferred Stock | $8.00 | 1988-08-08 | 1988-08-08 | 1,875 | 600 | Direct |
| Common Stock | stock options | $6.06 | 2001-09-20 | 2011-09-19 | 10,890 | 10,890 | Direct |
| Common Stock | stock options | $9.04 | 2005-09-14 | 2015-09-13 | 3,300 | 14,190 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 1988-08-08 | 1,875 | 600 | Direct |
| 2011-09-19 | 10,890 | 10,890 | Direct |
| 2015-09-13 | 3,300 | 14,190 | Direct |
Footnotes
- held by spouse
- held by two adult sons
- The full name of the Series B Preferred Stock is "7.80% Series B Noncumulative Convertible Perpetual Preferred Stock."
- The Series B Preferred Stock is exercisable immediatly and has no expiration date.
- Each share of Series B Preferred Stock is convertible to 3.125 shares of the underlying security.
Billionaire Hedge Funds
