Filing Details

Accession Number:
0001209191-20-019677
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-03-17 17:12:37
Reporting Period:
2020-03-13
Accepted Time:
2020-03-17 17:12:37
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1214816 Axis Capital Holdings Ltd AXS Retail-Home Furniture, Furnishings & Equipment Stores (5700) NJ
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1071287 A Charles Davis C/O Axis Capital Holdings Limited
92 Pitts Bay Rd.
Pembroke D0 HM 08
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Shares Acquisiton 2020-03-13 74,831 $41.07 74,831 No 4 P Indirect See footnote
Common Shares Acquisiton 2020-03-13 114,169 $42.24 189,000 No 4 P Indirect See footnote
Common Shares Acquisiton 2020-03-16 230,084 $38.77 419,084 No 4 P Indirect See footnote
Common Shares Acquisiton 2020-03-16 81,942 $39.01 501,026 No 4 P Indirect See footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect See footnote
No 4 P Indirect See footnote
No 4 P Indirect See footnote
No 4 P Indirect See footnote
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Shares 42,120 Direct
Footnotes
  1. These shares of AXIS Capital Holdings Limited ("AXS") Common Stock were purchased by T-VIII PubOpps LP ("T8"). The GP of T8 is T-VIII PubOpps GP LLC ("T8 GP"). The managing member of T8 GP is Trident VIII, L.P. The general partner of Trident VIII, L.P. is Trident Capital VIII, L.P. A limited liability company solely owned by Mr. Davis, a director of AXS, is one of the five general partners of Trident Capital VIII, L.P. Mr. Davis is also chief executive officer and a member of Stone Point Capital LLC, which serves as the investment manager of T8. Mr. Davis disclaims beneficial ownership of shares of AXS Common Stock that are held by T8 except to the extent of any pecuniary interest therein. This report shall not be deemed an admission that Mr. Davis is the beneficial owner of such shares of AXS Common Stock.
  2. The reported price is a weighted average price. These shares of AXS Common Stock were purchased in multiple transactions at prices ranging from $41.06 to $42.05 per share. Mr. Davis undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of AXS Common Stock purchased at each separate price within the range set forth in this footnote.
  3. The reported price is a weighted average price. These shares of AXS Common Stock were purchased in multiple transactions at prices ranging from $42.055 to $42.52 per share. Mr. Davis undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of AXS Common Stock purchased at each separate price within the range set forth in this footnote.
  4. The reported price is a weighted average price. These shares of AXS Common Stock were purchased in multiple transactions at prices ranging from $37.99 to $38.98 per share. Mr. Davis undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of AXS Common Stock purchased at each separate price within the range set forth in this footnote.
  5. The reported price is a weighted average price. These shares of AXS Common Stock were purchased in multiple transactions at prices ranging from $38.985 to $39.21 per share. Mr. Davis undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of AXS Common Stock purchased at each separate price within the range set forth in this footnote.