Filing Details
- Accession Number:
- 0000933430-20-000002
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-03-17 16:45:57
- Reporting Period:
- 2020-03-13
- Accepted Time:
- 2020-03-17 16:45:57
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 875657 | Ultralife Corp | ULBI | Miscellaneous Electrical Machinery, Equipment & Supplies (3690) | 161387013 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 933430 | T Bradford Whitmore | 1603 Orrington Ave., Ste 900 Evanston IL 60201 | Yes | No | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock; $.10 Par Value | Acquisiton | 2020-03-13 | 15,972 | $5.69 | 504,874 | No | 4 | P | Direct | |
| Common Stock; $.10 Par Value | Acquisiton | 2020-03-16 | 1,703 | $5.23 | 506,577 | No | 4 | P | Direct | |
| Common Stock; $.10 Par Value | Acquisiton | 2020-03-17 | 30,092 | $5.37 | 536,669 | No | 4 | P | Direct | |
| Common Stock; $.10 Par Value | Acquisiton | 2020-03-17 | 2,233 | $6.19 | 538,902 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct | |
| No | 4 | P | Direct | |
| No | 4 | P | Direct | |
| No | 4 | P | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock; $.10 Par Value | 4,452,283 | Indirect | By Sunray I, LLC |
| Common Stock; $.10 Par Value | 518,616 | Indirect | By Grace Brothers, LP |
| Common Stock; $.10 Par Value | 3,272 | Indirect | By daughter |
Footnotes
- The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $5.65 to $5.7057. The reporting person undertakes to provide, upon request by the staff of the SEC, the issuer, or a security holder of the issuer, full information regarding the number of shares transacted at each price, with respect to all transactions reported on this Form 4.
- The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $5.20 to $5.245. The reporting person undertakes to provide, upon request by the staff of the SEC, the issuer, or a security holder of the issuer, full information regarding the number of shares transacted at each price, with respect to all transactions reported on this Form 4.
- The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $5.0286 to $5.70. The reporting person undertakes to provide, upon request by the staff of the SEC, the issuer, or a security holder of the issuer, full information regarding the number of shares transacted at each price, with respect to all transactions reported on this Form 4.
- The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $6.17 to $6.19. The reporting person undertakes to provide, upon request by the staff of the SEC, the issuer, or a security holder of the issuer, full information regarding the number of shares transacted at each price, with respect to all transactions reported on this Form 4.
- As sole manager and sole voting member of Sunray I, LLC, Bradford T. Whitmore is an indirect beneficial owner of 4,452,283 shares of Common Stock.
- As manager of BRO-GP, LLC, Grace Brothers, LP's General Partner, Bradford T. Whitmore is an indirect beneficial owner of 518,616 shares of Common Stock.
Billionaire Hedge Funds
