Filing Details

Accession Number:
0000933430-20-000002
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-03-17 16:45:57
Reporting Period:
2020-03-13
Accepted Time:
2020-03-17 16:45:57
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
875657 Ultralife Corp ULBI Miscellaneous Electrical Machinery, Equipment & Supplies (3690) 161387013
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
933430 T Bradford Whitmore 1603 Orrington Ave., Ste 900
Evanston IL 60201
Yes No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock; $.10 Par Value Acquisiton 2020-03-13 15,972 $5.69 504,874 No 4 P Direct
Common Stock; $.10 Par Value Acquisiton 2020-03-16 1,703 $5.23 506,577 No 4 P Direct
Common Stock; $.10 Par Value Acquisiton 2020-03-17 30,092 $5.37 536,669 No 4 P Direct
Common Stock; $.10 Par Value Acquisiton 2020-03-17 2,233 $6.19 538,902 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock; $.10 Par Value 4,452,283 Indirect By Sunray I, LLC
Common Stock; $.10 Par Value 518,616 Indirect By Grace Brothers, LP
Common Stock; $.10 Par Value 3,272 Indirect By daughter
Footnotes
  1. The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $5.65 to $5.7057. The reporting person undertakes to provide, upon request by the staff of the SEC, the issuer, or a security holder of the issuer, full information regarding the number of shares transacted at each price, with respect to all transactions reported on this Form 4.
  2. The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $5.20 to $5.245. The reporting person undertakes to provide, upon request by the staff of the SEC, the issuer, or a security holder of the issuer, full information regarding the number of shares transacted at each price, with respect to all transactions reported on this Form 4.
  3. The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $5.0286 to $5.70. The reporting person undertakes to provide, upon request by the staff of the SEC, the issuer, or a security holder of the issuer, full information regarding the number of shares transacted at each price, with respect to all transactions reported on this Form 4.
  4. The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $6.17 to $6.19. The reporting person undertakes to provide, upon request by the staff of the SEC, the issuer, or a security holder of the issuer, full information regarding the number of shares transacted at each price, with respect to all transactions reported on this Form 4.
  5. As sole manager and sole voting member of Sunray I, LLC, Bradford T. Whitmore is an indirect beneficial owner of 4,452,283 shares of Common Stock.
  6. As manager of BRO-GP, LLC, Grace Brothers, LP's General Partner, Bradford T. Whitmore is an indirect beneficial owner of 518,616 shares of Common Stock.