Filing Details
- Accession Number:
- 0001181431-11-018507
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-03-16 17:45:41
- Reporting Period:
- 2011-03-14
- Filing Date:
- 2011-03-16
- Accepted Time:
- 2011-03-16 17:45:41
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1124610 | Vmware Inc. | VMW | Services-Prepackaged Software (7372) | 943292913 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1473973 | Dawn S. Smith | 3401 Hillview Avenue Palo Alto CA 94304 | Senior Vp And General Counsel | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Acquisiton | 2011-03-14 | 1,875 | $45.05 | 0 | No | 4 | M | Direct | |
| Class A Common Stock | Disposition | 2011-03-14 | 1,275 | $80.26 | 0 | No | 4 | S | Direct | |
| Class A Common Stock | Disposition | 2011-03-14 | 400 | $81.71 | 0 | No | 4 | S | Direct | |
| Class A Common Stock | Disposition | 2011-03-14 | 200 | $82.80 | 44,663 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Class A Common | Employee Stock Option (right to buy) | Disposition | 2011-03-14 | 1,875 | $0.00 | 1,875 | $45.05 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 58,126 | 2015-10-14 | No | 4 | M | Direct |
Footnotes
- Price represents weighted average for sales reported. The range of prices for the sales reported is $80.00 through $80.80.
- The reporting person will provide upon request by the Securities and Exchange Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- Price represents weighted average for sales reported. The range of prices for the sales reported is $81.31 through $82.10.
- Price represents weighted average for sales reported. The range of prices for the sales reported is $82.73 through $82.86.
- The option, representing a right to purchase a total of 90,000 shares of Class A Common stock, became exercisable as to one-quarter of the shares on October 14, 2010, and vests in 36 equal monthly installments as to the remaining shares until fully exercisable on October 14, 2013.
Billionaire Hedge Funds
