Filing Details
- Accession Number:
- 0001120295-11-000076
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-03-16 17:43:03
- Reporting Period:
- 2011-03-14
- Filing Date:
- 2011-03-16
- Accepted Time:
- 2011-03-16 17:43:03
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1120295 | Ixia | XXIA | Instruments For Meas & Testing Of Electricity & Elec Signals (3825) | 954635982 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1366296 | Victor Alston | C/O Ixia 26601 West Agoura Road Calabasas CA 91302 | Senior V.p. (See Remarks) | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2011-03-14 | 39,375 | $8.17 | 101,472 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2011-03-14 | 2,216 | $13.98 | 103,688 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2011-03-14 | 200 | $5.00 | 103,888 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-03-14 | 3,804 | $16.20 | 100,084 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2011-03-14 | 200 | $16.50 | 99,884 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2011-03-14 | 41,591 | $16.13 | 58,293 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2011-03-14 | 39,375 | $0.00 | 39,375 | $8.17 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2011-03-14 | 2,216 | $0.00 | 2,216 | $13.98 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2011-03-14 | 200 | $0.00 | 200 | $5.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | No | 4 | M | Direct | ||
| 11,534 | No | 4 | M | Direct | ||
| 34,800 | 2016-02-19 | No | 4 | M | Direct |
Footnotes
- This transaction was executed in multiple trades at prices ranging from $16.19 to $16.22. The price reported reflects the weighted average sale price. The Reporting Person has provided to the Issuer and will provide to any shareholder of the Issuer, or to the SEC Staff, upon request, information regarding the number of shares sold at each price within the range.
- This transaction was executed in multiple trades at prices ranging from $15.91 to $16.25. The price reported reflects the weighted average sale price. The Reporting Person has provided to the Issuer and will provide to any shareholder of the Issuer, or to the SEC Staff, upon request, information regarding the number of shares sold at each price within the range.
- Option to purchase 90,000 shares vests and becomes exercisable as to 22,500 shares on 9/2/05 and as to the remaining 67,500 shares in twelve equal quarterly installments commencing 12/31/05. Option is exercisable as to each installment of vested shares for a period of four years following the vesting date.
- Option to purchase 10,000 shares vested and became exercisable in 16 equal quarterly installments commencing 12/31/05. Option is exercisable as to each installment of vested shares for a period of four years following the vesting date.
- Option to purchase 35,000 shares vests and becomes exercisable in sixteen equal quarterly installments commencing 6/30/09.
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