Filing Details

Accession Number:
0001475246-20-000044
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-03-17 14:38:52
Reporting Period:
2020-03-16
Accepted Time:
2020-03-17 14:38:52
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1143513 Gladstone Capital Corp GLAD () 542040781
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1669323 Dubas Frances Nicole Schaltenbrand 1521 Westbranch Drive
Suire 100
Mclean VA 22102
Cfo And Treasurer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2020-03-16 763 $6.55 763 No 4 P Indirect by Spouse
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect by Spouse
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 2,975 Direct
Footnotes
  1. Ms. Schaltenbrand disclaims beneficial ownership of these 763 shares held by her spouse and this report shall not be deemed an admission that Ms. Schaltenbrand is the beneficial owner of the securities for purposes of Section 16 or any other purpose.