Filing Details
- Accession Number:
- 0001475246-20-000044
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-03-17 14:38:52
- Reporting Period:
- 2020-03-16
- Accepted Time:
- 2020-03-17 14:38:52
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1143513 | Gladstone Capital Corp | GLAD | () | 542040781 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1669323 | Dubas Frances Nicole Schaltenbrand | 1521 Westbranch Drive Suire 100 Mclean VA 22102 | Cfo And Treasurer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2020-03-16 | 763 | $6.55 | 763 | No | 4 | P | Indirect | by Spouse |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | by Spouse |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 2,975 | Direct |
Footnotes
- Ms. Schaltenbrand disclaims beneficial ownership of these 763 shares held by her spouse and this report shall not be deemed an admission that Ms. Schaltenbrand is the beneficial owner of the securities for purposes of Section 16 or any other purpose.