Filing Details
- Accession Number:
- 0001140361-11-017217
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-03-16 17:25:32
- Reporting Period:
- 2011-03-15
- Filing Date:
- 2011-03-16
- Accepted Time:
- 2011-03-16 17:25:32
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
823094 | Sothebys | BID | Services-Business Services, Nec (7389) | 382478409 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1248060 | F William Ruprecht | 1334 York Avenue New York NY 10021 | Ceo & President | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2011-03-15 | 24,875 | $0.00 | 289,326 | No | 4 | A | Direct | |
Common Stock | Disposition | 2011-03-15 | 11,498 | $0.00 | 277,828 | No | 4 | F | Direct | |
Common Stock | Disposition | 2011-03-16 | 12,794 | $43.84 | 265,034 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-03-16 | 1,206 | $44.03 | 263,828 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | A | Direct | |
No | 4 | F | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Footnotes
- Performance share units that have vested and are settled in common stock as a result of the fulfillment of pre-tax earnings target.
- Not Applicable
- Includes 137,817 shares of unvested restricted stock
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $43.46 to $43.99, inclusive.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $44 to $44.07, inclusive.