Filing Details
- Accession Number:
- 0000919574-20-002473
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-03-17 10:45:20
- Reporting Period:
- 2020-03-13
- Accepted Time:
- 2020-03-17 10:45:20
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
276720 | Pure Cycle Corp | PCYO | Water Supply (4941) | 840705083 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1761269 | Plaisance Capital Llc | 250 Fillmore Street Suite 525 Denver CO 80206 | No | No | Yes | No | |
1791057 | R Daniel Kozlowski | C/O Plaisance Capital, Llc 250 Fillmore Street, Suite 525 Denver CO 80206 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, Par Value 1/3 Of $0.01 Per Share | Acquisiton | 2020-03-13 | 20,000 | $10.44 | 3,774,609 | No | 4 | P | Indirect | See Footnote |
Common Stock, Par Value 1/3 Of $0.01 Per Share | Acquisiton | 2020-03-16 | 5,000 | $9.13 | 3,779,609 | No | 4 | P | Indirect | See Footnote |
Common Stock, Par Value 1/3 Of $0.01 Per Share | Acquisiton | 2020-03-16 | 5,000 | $8.96 | 3,784,609 | No | 4 | P | Indirect | See Footnote |
Common Stock, Par Value 1/3 Of $0.01 Per Share | Acquisiton | 2020-03-16 | 1,000 | $8.69 | 3,785,609 | No | 4 | P | Indirect | See Footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | See Footnote |
No | 4 | P | Indirect | See Footnote |
No | 4 | P | Indirect | See Footnote |
No | 4 | P | Indirect | See Footnote |
Footnotes
- The Common Stock, par value 1/3 of $0.01 per share reported herein ("Common Stock") is held directly by certain private investment funds managed by Plaisance Capital, LLC (the "Investment Manager"), and may be deemed to be beneficially owned by the Investment Manager and by Daniel Kozlowski, managing member of the Investment Manager. Each of the Investment Manager and Daniel Kozlowski (collectively, the "Reporting Persons") disclaims beneficial ownership in the securities reported on this Form 4 except to the extent of its or his pecuniary interest, if any, therein, and this report shall not be deemed to be an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.