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Home > Insider Trading > Filing (0001437749-20-005388)

Filing Details

Accession Number:: 0001437749-20-005388
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2020-03-17 07:30:32
Reporting Period:: 2020-03-16

Accepted Time:: 2020-03-17 07:30:32
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1136174	Catasys Inc.	CATS	Services-Misc Health & Allied Services, Nec (8090)	880464853

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1801084	Curtis Medeiros	2120 Colorado Ave. Suite 230 Santa Monica CA 90404	Chief Operating Officer	No	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock, Par Value $0.0001	Acquisiton	2020-03-16	8,797	$10.58	34,521	No	4	P	Direct
Common Stock, Par Value $0.0001	Acquisiton	2020-03-16	7,561	$11.50	42,082	No	4	P	Direct
Common Stock, Par Value $0.0001	Acquisiton	2020-03-16	1,904	$10.50	43,986	No	4	P	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Direct
No	4	P	Direct
No	4	P	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Stock Option to purchase Common Stock	Acquisiton	2019-12-02	300,000	$0.00	300,000	$15.55

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
300,000		2029-12-02	No	4	A	Direct

Footnotes

These options were granted to Mr. Medeiros for his services as the Chief Operating Officer of the Company.
100,000 shares shall vest one year from the date of grant and the remaining 200,000 options shall vest equally over the next 24 months.