Filing Details
- Accession Number:
- 0000899243-20-008551
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-03-16 21:50:40
- Reporting Period:
- 2020-03-12
- Accepted Time:
- 2020-03-16 21:50:40
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1501134 | Invitae Corp | NVTA | Services-Medical Laboratories (8071) | 271701898 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1689575 | Katherine Stueland | C/O Invitae Corporation 1400 16Th Street San Francisco CA 94103 | Chief Commercial Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2020-03-12 | 91,733 | $0.00 | 224,786 | No | 4 | A | Direct | |
| Common Stock | Disposition | 2020-03-13 | 935 | $11.58 | 223,851 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2020-03-13 | 65 | $12.60 | 223,786 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2020-03-16 | 10,684 | $11.79 | 213,102 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | A | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Footnotes
- Shares issued upon settlement of a restricted stock unit award that vests in three equal installments, with 1/3 of the remaining award vesting on each of March 12, 2021 and March 12, 2022, subject to continued service with the Issuer through the applicable vesting dates.
- These sales of common stock were effected pursuant to a Rule 10b5-1 sales plan adopted by the reporting person on August 22, 2019.
- Represents weighted average sale price. Actual sale prices ranged from $11.20 to $12.00.
- Reporting person undertakes to provide upon request by the Securities and Exchange Commission, the issuer or a securityholder of the issuer detailed information regarding the price and number of shares sold within the range indicated.
- Represents the sale of shares to cover tax withholding obligations associated with the vesting and settlement of restricted stock units.
- Represents a weighted average sale price. Reporting person undertakes to provide upon request by the Securities and Exchange Commission, the issuer or a securityholder of the issuer detailed information regarding the price and number of shares sold.
- Includes an aggregate of 172,173 shares of common stock issuable pursuant to previously reported restricted stock units that have not vested.
Billionaire Hedge Funds
