Filing Details

Accession Number:
0000898432-20-000348
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-03-16 21:49:47
Reporting Period:
2020-03-13
Accepted Time:
2020-03-16 21:49:47
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1178840 Neuberger Berman California Municipal Fund Inc. NBW () 522372411
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1254645 Bradley Tank C/O Neuberger Berman Investment Advisers
1290 Avenue Of The Americas
New York NY 10104-0002
Cio Of Adviser Of Issuer No No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2020-03-13 3,086 $13.09 3,086 No 4 P Direct
Common Stock Acquisiton 2020-03-16 3,114 $12.75 6,200 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
Footnotes
  1. The shares were purchased in separate transactions. The range of prices for the transactions reported on March 13, 2020 were $12.8500 to $13.1000. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.
  2. The shares were purchased in separate transactions. The range of prices for the transactions reported on March 16, 2020 were $ 12.4300 to $12.9100. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.