Filing Details
- Accession Number:
- 0000898432-20-000348
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-03-16 21:49:47
- Reporting Period:
- 2020-03-13
- Accepted Time:
- 2020-03-16 21:49:47
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1178840 | Neuberger Berman California Municipal Fund Inc. | NBW | () | 522372411 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1254645 | Bradley Tank | C/O Neuberger Berman Investment Advisers 1290 Avenue Of The Americas New York NY 10104-0002 | Cio Of Adviser Of Issuer | No | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2020-03-13 | 3,086 | $13.09 | 3,086 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2020-03-16 | 3,114 | $12.75 | 6,200 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | P | Direct |
Footnotes
- The shares were purchased in separate transactions. The range of prices for the transactions reported on March 13, 2020 were $12.8500 to $13.1000. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.
- The shares were purchased in separate transactions. The range of prices for the transactions reported on March 16, 2020 were $ 12.4300 to $12.9100. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.