Filing Details
- Accession Number:
- 0001493152-20-004065
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-03-16 17:00:14
- Reporting Period:
- 2020-03-11
- Accepted Time:
- 2020-03-16 17:00:14
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1100397 | Advaxis Inc. | ADXS | Pharmaceutical Preparations (2834) | 841521955 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1305979 | Roni Appel | 305 College Road East Princeton, NJ 08540 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2020-03-11 | 399 | $0.67 | 13,077 | No | 4 | S | Indirect | See Notes |
| Common Stock | Disposition | 2020-03-12 | 200 | $0.58 | 12,877 | No | 4 | S | Indirect | See Notes |
| Common Stock | Disposition | 2020-03-13 | 2,401 | $0.55 | 10,476 | No | 4 | S | Indirect | See Notes |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Indirect | See Notes |
| No | 4 | S | Indirect | See Notes |
| No | 4 | S | Indirect | See Notes |
Footnotes
- Represents a voluntary at market stock sale by the reporting person on the open market.
- The shares were sold by RS Group LLC of which the reporting person is a majority owner.
Billionaire Hedge Funds
