Filing Details

Accession Number:
0001179110-20-003711
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-03-16 16:32:47
Reporting Period:
2020-03-12
Accepted Time:
2020-03-16 16:32:47
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
911177 Casella Waste Systems Inc CWST Refuse Systems (4953) 030338873
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1364577 L David Schmitt C/O Casella Waste Systems, Inc.
25 Greens Hill Lane
Rutland VT 05701
General Counsel & Senior Vp No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2020-03-12 1,612 $0.00 22,554 No 4 A Direct
Class A Common Stock Disposition 2020-03-13 610 $42.77 21,944 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 A Direct
No 4 S Direct
Footnotes
  1. Represents the award of Restricted Stock Units (RSUs) under the Casella Waste Systems, Inc. 2016 Incentive Plan. Each RSU represents a contingent right to receive one share of Casella's Class A Common Stock. RSUs vest in three equal installments beginning on March 12, 2021.
  2. Represents the automatic sale of shares of stock for tax withholding purposes pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 16, 2019, in connection with the vesting of RSUs on March 12, 2020.
  3. Represents the weighted average sales price for shares sold in multiple transactions, ranging from $42.25 to $43.31. Upon request of the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.