Home > Insider Trading > Filing (0001628280-20-003629)

Filing Details

Accession Number:: 0001628280-20-003629
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2020-03-16 16:18:09
Reporting Period:: 2020-03-12

Accepted Time:: 2020-03-16 16:18:09
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1337619	Envestnet Inc.	ENV	Services-Business Services, Nec (7389)	201409613

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1497443	William Crager	35 East Wacker Drive Suite 2400 Chicago IL 60601	Interim Ceo*	No	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Acquisiton	2020-03-12	9,094	$9.00	260,293	No	4	M	Direct
Common Stock	Disposition	2020-03-12	1,600	$52.08	258,693	No	4	S	Direct
Common Stock	Disposition	2020-03-12	1,195	$53.16	257,498	No	4	S	Direct
Common Stock	Disposition	2020-03-12	1,656	$54.04	255,842	No	4	S	Direct
Common Stock	Disposition	2020-03-12	1,838	$55.46	254,004	No	4	S	Direct
Common Stock	Disposition	2020-03-12	805	$56.22	253,199	No	4	S	Direct
Common Stock	Disposition	2020-03-12	1,000	$57.58	252,199	No	4	S	Direct
Common Stock	Disposition	2020-03-12	1,000	$58.60	251,199	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Employee Stock Option (Right to Buy)	Disposition	2020-03-12	9,094	$0.00	9,094	$9.00

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
18,186	2011-07-28	2020-07-28	No	4	M	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	100	Indirect	By wife

Footnotes

Reflects the cashless exercise of stock options which were granted pursuant to Rule 16b-3. The sale was pursuant to a Rule 10b5-1 plan that covers the cashless exercise and sale of stock options prior to their expiration date.
The Common Shares reported herein as being sold were sold at a range of between $51.54 and $52.41 per share. The sale price reported above represents the weighted average sale price for the reported transaction and has been rounded to the nearest cent. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such price range.
The Common Shares reported herein as being sold were sold at a range of between $52.63 and $53.59 per share. The sale price reported above represents the weighted average sale price for the reported transaction and has been rounded to the nearest cent. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such price range.
The Common Shares reported herein as being sold were sold at a range of between $53.73 and $54.72 per share. The sale price reported above represents the weighted average sale price for the reported transaction and has been rounded to the nearest cent. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such price range.
The Common Shares reported herein as being sold were sold at a range of between $54.87 and $55.82 per share. The sale price reported above represents the weighted average sale price for the reported transaction and has been rounded to the nearest cent. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such price range.
The Common Shares reported herein as being sold were sold at a range of between $55.88 and $56.86 per share. The sale price reported above represents the weighted average sale price for the reported transaction and has been rounded to the nearest cent. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such price range.
The Common Shares reported herein as being sold were sold at a range of between $57.06 and $58.04 per share. The sale price reported above represents the weighted average sale price for the reported transaction and has been rounded to the nearest cent. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such price range.
The Common Shares reported herein as being sold were sold at a range of between $58.11 and $58.98 per share. The sale price reported above represents the weighted average sale price for the reported transaction and has been rounded to the nearest cent. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such price range.
Original option grant vested in four installments beginning on the first anniversary of the date of grant as listed in the "Date Exercisable" column
Total does not include options from other tranches with different exercise prices, vesting dates, and expiration dates.