Filing Details
- Accession Number:
- 0001638599-20-000297
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-03-16 11:33:50
- Reporting Period:
- 2020-03-13
- Accepted Time:
- 2020-03-16 11:33:50
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1487428 | Horizon Technology Finance Corp | HRZN | () | 272114934 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1503748 | Jr. D. Robert Pomeroy | 312 Farmington Avenue Farmington CT 06032 | Chief Executive Officer | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2020-03-13 | 4,000 | $10.75 | 102,498 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2020-03-13 | 800 | $10.33 | 4,337 | No | 4 | P | Indirect | As custodian for grandchildren |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct | |
| No | 4 | P | Indirect | As custodian for grandchildren |
Footnotes
- The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $10.28 to $10.44, inclusive. Full information regarding the number of shares purchased at each separate price will be provided upon request by the SEC staff, the issuer, or any security holder of the issuer.
Billionaire Hedge Funds
